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by Donald E. Mayer and Thomas W. Purdue

This index was originally prepared as a poster presented at the 1995 Society of Quality Assurance annual meeting in Phoenix, AZ. The authors are members of the Quality Assurance Unit of Ricerca, Inc., 7528 Auburn Rd., Painesville, OH 44077-1000, (216) 357-3265.

This index has been reprinted and modified for the internet with permission of the authors by Michael E. Mispagel, The University of Georgia, College of Veterinary Medicine, Athens, GA 30602-7371, (706) 542-5875.

Sources for Food and Drug Administration and Environmental Protection Agency listings are from Society of Quality Assurance Regulatory Review Bulletins (RRB), no. 1 (January 1991) through no. 5 (September 30, 1994 (printed as 1995)) and the Regulatory Affairs Q&A column in the SQA Newsletter, Quality Assurance, vol. 2, no. 1 (April 1986) through vol. 10, no. 2 (Summer 1995). The electronic reprinting of these SQA documents is by express permission of the Society of Quality Assurance Board of Directors.

The reference from the SQA Newsletter is listed by volume, number, and date (example: Vol. 9, No. 2, June 1994). Reference from the Regulatory Review Bulletins (RRB) is listed as RRB number and date (example: RRB 3 Oct. 29, 1993).

Click here for the EPA topic index starting midway in this document.


Food and Drug Administration

Animal Identification

  • Animal identification during quarantine - Vol. 4, No. 3, Sept. 1989
  • Animal Welfare (USDA) interactions

  • Changes to Animal Welfare Regulations - RRB 3 Oct. 29, 1993 (link added by MEM)
  • Farm animal use and the Animal Welfare Act - Vol. 5, No. 4, Dec. 1990 (link added by MEM)
  • Potential for QAU active participation on IACUC as conflict of interest (RRB 3 Oct. 29, 1993) and here - Vol. 5, No. 4, Dec. 1990
  • QAU inspection of IACUC activities within scope of inspection - RRB 3 Oct. 29, 1993
  • SOP governing IACUC expected - RRB 3 Oct. 29, 1993
  • Archiving

  • QA copy of protocol - Vol. 4, No. 3, Sept. 1989
  • Sponsor archives all data / specimens from contract lab study - Vol. 4, No. 3, Sept. 1989
  • Prestudy animal data archived in clinical lab - Vol. 4, No. 3, Sept. 1989
  • Retention of wet specimens - Vol. 4, No. 4, Dec. 1989
  • Off-site retention requirements - Vol. 5, No. 1, Mar 1990 and also here - Vol. 5, No. 3, Sept. 1990.
  • Location of data in report - Vol. 5, No. 3, Sept. 1990
  • QA assigned archive responsibility - Vol. 5, No. 3, Sept. 1990
  • Characterization of Test, Control, and Reference Substances

  • Stability testing done by other facility - Vol. 8, No. 1, Mar. 1993
  • Stability contingency statement - Vol. 8, No. 1, Mar. 1993
  • Cleaning Products

  • Approved list for GLP - Vol. 5, No. 1, March 1990
  • Clinical Quality Assurance - RRB 3 Oct. 29, 1993

    Computers and Computer Validation

  • Backup copy retention - Vol. 10, No. 2, Summer 1995
  • Change control - RRB 3 Oct. 29, 1993
  • Changes in computer program described in final study report - Vol. 10, No. 2, Summer 1995
  • Controls expected - RRB 3 Oct. 29, 1993
  • Data storage - RRB 3 Oct. 29, 1993
  • Electronic signature acceptability (RRB 3 Oct. 29, 1993) and also here - Vol. 10, No. 2, Summer 1995
  • Inspectional standard and Scope - RRB 3 Oct. 29, 1993
  • Pilot Computer Validation Initiative - RRB 3 Oct. 29, 1993
  • Purchased systems - RRB 3 Oct. 29, 1993
  • Revalidation after system crash - Vol. 2, No. 1, Apr. 1986
  • Revalidation interval for computer system - Vol. 6, No. 2, June 1991
  • SAS Programs - Vol. 6, No. 4, Dec. 1991
  • Source code availability (access or custody?) - RRB Oct. 1993
  • Study director et al. role in review of data - RRB 3 Oct. 29, 1993
  • System validation required when data are electronically captured - Vol. 6, No. 4, Dec. 1991
  • User validation upon installation - Vol. 8, No. 1, Mar. 1993
  • Vendor validation acceptability - Vol. 8, No. 1, Mar. 1993
  • Container Labeling Requirements - Vol. 6, No. 4, Dec. 1991

  • Additional labeling requirements from OSHA, federal, state local laws - Vol. 6, No. 4, Dec. 1991
  • SOP not acceptable to replace labeling - Vol. 6, No. 4, Dec. 1991
  • Contractor/Sponsor Interactions - RRB 3 Oct. 29, 1993

  • Report routing/maintenance - RRB 3 Oct. 29, 1993
  • Sponsor overall responsibility including compliance (statement) - RRB 3 Oct. 29, 1993
  • CVM Inspection Program - RRB 3 Oct. 29, 1993

    Data Verification

  • Sponsor collection - Vol. 6, No. 4, December 1991
  • QAU responsibilities include reporting findings to study director - Vol. 6, No. 4, December 1991
  • Definitions

  • Histopathology raw data - Vol. 2, No. 2, Sept. 1986
  • Observation raw data - Vol. 2, No. 1, April 1986
  • Environmental Assessment Studies

  • Relationship to GLP compliance based on nature - RRB 3 Oct. 29, 1993
  • Exact Copies

  • Does data used in reports need verification? - Vol. 5, No. 1, March 1990
  • Extracted Test Article Solution Used as Test Article - Vol. 6, No. 2, June 1991

  • Need for characterization and stability data - Vol. 6, No. 2, June 1991
  • Facility Data

  • EPA/FDA agreement that facility records need not be archived with each study file - Vol. 2, No. 3, Jan. 1987
  • Prestudy animal data archived in clinical lab - Vol. 4, No. 3, Sept. 1989
  • Final Report

  • Adequate description of all methods/procedures used - Vol. 8, No. 1, March 1993
  • Fraud Policy - RRB 3 Oct. 29, 1993

    FDA 483s - RRB 3 Oct. 29, 1993

    FDA Laboratories

  • Level of compliance not GLP - RRB 3 Oct. 29, 1993
  • Standards applicable - RRB 3 Oct. 29, 1993
  • Good Academic Research Practices Draft Guideline - RRB 3 Oct. 29, 1993

  • See the full document by clicking here
  • GMP Definition of Reagent/Finished Product Reagent for Medical Device - Vol. 5, No. 4, Dec. 1990

    Immunotoxicology Guidelines/Nonavailability of Guideline - Vol. 4, No. 2, May 1989. And also here. - Vol. 6, No. 2, June 1991

    Laboratory Environmental Records as Study Data - Vol. 5, No. 4, Dec. 1990

    Master Schedule

  • Which studies must be listed - Vol. 5, No. 1, March 1990
  • Memoranda of Understanding (MOUs)

  • Effect on harmonization with EC member countries - RRB 3 Oct. 29, 1993
  • Physical and Chemical Characterization Studies to be in Full GLP Compliance - Vol. 6, No. 3, Sept. 1991

    Protocol

  • Attachments/amendments - Vol. 4, No. 2, May 1989
  • Can multiple test articles be applied under one study? - Vol. 5, No. 1, March 1990. And also here - Vol. 5, No. 3, Sept. 1990.
  • Sponsor approval of draft protocol - Vol. 5, No. 3, Sept. 1990
  • Protocol Changes

  • Documentation of changes to protocols "planned' changes versus inadvertent "errors," sponsor approval required, time frame required for sponsor approval - Vol. 3, No. 4, May 1988
  • Sponsor / company name change - Vol. 5, No. 1, March 1990
  • Sign/initial each amendment page - Vol. 5, No. 3, Sept. 1990
  • Protocol Signature

  • Electronic signatures on protocols - Vol. 4, No. 4, Dec. 1989
  • Quality Assurance (QAU)

  • In-process quality assurance - RRB 3 Oct. 29 1993
  • Involvement areas - RRB 3 Oct. 29 1993
  • Miscellaneous QA records subject to retention requirements - Vol. 4, No. 2, May 1989
  • Responsibility for Archives - RRB 3 Oct. 29, 1993
  • Responsibility for audit of referenced works - Vol. 8, No. 1, March 1993
  • Role in protocol preparation - Vol. 6, No. 3, Sept. 1991
  • Question of conflict of interest - Vol. 6, No. 3, Sept. 1991
  • QAU Records

  • QA inspection records retention - Vol. 3, No. 4, May 1988
  • Draft reports and QA records retention - Vol. 4, No. 3, Sept. 1989
  • Length and conditions for retention of QA records - Vol. 3, No. 4, May 1988
  • Retention of QAU inspectional records - Vol. 6, No. 2, June 1991
  • Raw Data Corrections

  • Pathologist edit of observations made by prosector - Vol. 3, No. 4, May 1988
  • Can observations be deleted? - Vol. 3, No. 4, May 1988
  • When computer generates two printouts can the SOP define which is data? - Vol. 4, No. 3, Sept. 1989
  • Reagent Labeling

  • Labeling of common lab solvents - Vol. 4, No. 3, Sept. 1989
  • Record Retention

  • What histopathology records need to be retained - Vol. 2, No. 2, Sept. 1986
  • Report Amendments

  • Change in location of data - Vol. 5, No. 3, Sept. 1990
  • Specific questions about a method used to amend study reports - Vol. 3, No. 4, May 1988
  • Reserve Samples

  • Clarify the "4 weeks" in 21 CFR 58.105 - Vol. 3, No. 4, May 1988
  • Scope of Good Laboratory Practice Regulations (GLPR)

  • Types of studies to be performed under GLPR - RRB 3 Oct. 29, 1993
  • Society of Quality Assurance (SQA)

  • Relationship/communications with FDA - RRB 3 Oct. 29, 1993
  • No likelihood of 'advisories' like EPA - RRB 3 Oct. 29, 1993
  • Specimens

  • Additional testing on completed study (protocol and report amendments needed) - Vol. 8, No. 1, March 1993
  • Study Director

    Appointment

  • Responsibilities for work done by others - Vol. 8, No. 1, March 1993
  • Study/Department Director sign off on data - Vol. 3, No. 4, May 1988
  • Test Article

  • Multiple test articles - Vol. 6, No. 3, Sept. 1991
  • Enhancement effects of one test article on another - Vol. 6, No. 3, Sept. 1991
  • Reagent and test article clarified - Vol. 6, No. 3, Sept. 1991
  • Test Substance (Article) Containers

  • Retain test article containers (QAG letter) - Vol. 4, No. 1, Jan. 1989
  • Vendor Audits - RRB 3 Oct. 29, 1993

    Click here to go back to top of the FDA Topic Index.


    Topic Index

    Environmental Protection Agency

    Accreditation/Certification of Laboratories - RRB 5 Sept. 30, 1995

    Aerial Application

  • What information is necessary - Vol. 5, No. 1, March 1990
  • Agency

  • Advisories - RRB 5 Sept. 30, 1995
  • Budgetary restraints/travel funding for inspections - Vol. 9, No. 2, June 1994. And also here - RRB 5 Sept. 30, 1995.
  • Current trends - RRB 5 Sept. 30, 1995
  • Compliance inspections outside the U.S. - RRB 3 Dec. 10, 1993
  • Enforcement actions pending - Vol. 9, No. 2, June, 1994
  • Inspection procedures - Vol. 9, No. 2, June, 1994
  • Inspection program initiatives and emphasis - RRB 5 Sept. 30, 1995
  • Memoranda of understanding (MOUs) - RRB 5 Sept. 30, 1995. And, also here - Vol. 10, No. 2, Summer 1995.
  • Planning and strategies - RRB 5 Sept. 30, 1995
  • Reorganization June 1994 - RRB 5 Sept. 30, 1995
  • SOP on inspection of computer systems - RRB 5 Sept. 30, 1995
  • Archiving

  • Acceptable time frame for final reports - RRB 5 Sept. 30, 1995
  • Archiving multisite data at one location - Vol. 5, No. 1, March 1990.
  • Can raw data be microfilmed and the original destroyed? If so, what steps are needed for record verification? - Vol. 2, No. 3, Jan. 1987
  • Curriculum vitae (CVs - training/experience) - RRB 5 Sept. 30, 1995
  • QA personnel assigned as archivist - Vol. 2, No. 3, Jan. 1987
  • Unbinding bound notebooks - Vol. 2, No. 3, Jan. 1987
  • Calibration

  • Field study equipment calibration frequency - Vol. 5, No. 1, March 1990
  • Characterization

  • Are only impurities greater than 5% required? - Vol. 5, No. 1, March 1990
  • Computer Validation

  • Validation of analytical results - Vol. 5, No. 1, March 1990
  • Definition

  • Multisite/multi discipline study - Vol. 5, No. 2, June 1990
  • Exploratory/Range-finding studies - Vol. 5, No. 2, June 1990
  • Testing facility - Vol. 5, No. 2, June 1990
  • Efficacy Study Compliance Status - RRB 5 Sept. 30, 1995

    EPA Inspections

  • Can EPA list field study requirements - Vol. 5, No. 1, March 1990
  • Coordinate inspections with multiple sites - Vol. 5, No. 1, March 1990
  • Informal inspections - Vol. 5, No. 1, March 1990
  • Inspection frequency - Vol. 5, No. 1, March 1990
  • Length in agency feedback to industry - Vol. 5, No. 1, March 1990
  • EPA Inspectors

  • Consistency, training and inspection procedures manual - Vol. 5, No. 1, March 1990
  • Equipment and other Facility Records

  • Archiving of facility records pertinent to a study - Vol. 9, No. 1, March 1994
  • Requirement of routine and followed SOP - RRB 3 Dec. 10, 1993
  • Experimental Termination Date - RRB 5 Sept. 30, 1995

    Facility Data

  • EPA/FDA agreement that facility records need not be archived with each study file - Vol. 2, No. 3, Jan. 1987
  • Facility Inspections

  • Frequency of inspection of contractors/subcontractors - RRB 3 Dec. 10, 1993. And also here - Vol. 9, No. 2, June 1994.
  • Final Report

  • Amended compliance statement - Vol. 9, No. 1, March 1994
  • Multiple reports - multiple or single submissions - Vol. 9, No. 1, March 1994
  • PR Notice 86-5 - Vol. 9, No. 1, March 1994
  • Required for all studies including discontinued or terminated - RRB 5 Sept. 30, 1495
  • Freedom of Information (FOI) system - Vol. 9, No. 2, June 1994

    GALPs (Good Automated Laboratory Practices) - RRB 5 Sept. 30, 1995. And

    To go to the EPA Home Page and the complete text of the GALPs, click here.

    GLP Compliance Statement

    GLPS and field studies - RRB 3 Dec. 10, 1993

    GLP Deviations - RRB 3 Dec. 10, 1993

    Harmonization of GLPs

    Industry Response

    Inspection Manual for Field Studies - RRB 1 Jan. 1991

    Inspection Report Findings - RRB 1 Jan. 1991. And, also here - RRB 3 Dec. 10, 1993.

    Inspector Training Program - RRB 1 Jan. 1991

    Laboratory Accreditation - RRB 3 Dec. 10, 1993

    Laboratory Certification - German Requirement - RRB 3 Dec. 10, 1993

    Manufacturing

    Master Schedule

    Mechanism for Dissemination of EPA Policy - RRB 1 Jan. 1991

    MOUs as basis for non-U.S. submissions under EPA GLPS - RRB 5 Sept. 30, 1995

    Normal Agronomic Practice and GLP Compliance - RRB 3 Dec. 10, 1993

    Organization and Personnel

    Product Performance

    Protocol

    Quality Assurance (QAU)

    Quality Assurance Verification - Vol. 5, No. 1, March 1990

    Raw Data

    Record Retention Requirements - RRB 1 Jan. 1991

    Reporting of Selected Data - RRB 3 Dec. 10, 1993

    Reserve Samples

    Residue Studies

    Sample (Specimen) Retention

    Solubility Studies

    Standard Operating Procedures (SOPs)

    Availability

    Study Director

    Submissions

    Surfactant

    Test, Control and Reference Substances

    Testing Facility Management

    Test System Identification

    Third Party Contractor (or Subcontractor) Reports - RRB 3 Dec. 10, 1993

    TSCA Section 5/GLP Compliance Statement - RRB 1 Jan. 1991

    Click here to go back to top of EPA Topic Index or here to go back to top of FDA Topic Index.

    Or click here to go to an Index of Titles of these documents.


    [Regulatory Review Bulletin #5 (EPA/SQA RRC Meeting July 21, 1994) dated September 30, 1995 was issued ca. September 30, 1994.]

    [Q and A synopsis of a NACA/FIFRA GLP Workshop by Patrick O. Jones included in SQA Newsletter Volume 5, No. 1, dated March 1990.]

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